Select Committee · Financial Services Regulation Committee

FCA enforcement guidance consultation

Status: Open Opened: 8 May 2024 1 report

The Financial Services Regulation Committee is taking evidence on the FCA’s consultation paper CP24/2: Our Enforcement Guide and publicising enforcement investigations—a new approach. The Committee has issued a call for written evidence and will invite the FCA to provide oral evidence to the Committee at a later date. This call for evidence was reopened on … Show more

Reports

1 report
Title HC No. Published Items Response
1st Report - Naming and shaming: how not to regulate 6 Feb 2025 0

Oral evidence sessions

1 session
Date Witnesses
13 Nov 2024 Ashley Alder · Financial Conduct Authority, Nikhil Rathi · Financial Conduct Authority View ↗

Who gave evidence

2 witnesses
WitnessOrganisationSessions
Ashley Alder · Chair Financial Conduct Authority 1
Nikhil Rathi · Chief Executive Financial Conduct Authority 1

Correspondence

5 letters
DateDirectionTitle
17 Jun 2026 To cttee Letter from Baroness Noakes to Nikhil Rathi in response to his 1 June 2026 corr…
10 Jun 2026 To cttee Letter from Nikhil Rathi to Baroness Noakes regarding the FCA's lessons learned…
17 Jun 2025 To cttee Response from the FCA to the Committee's 1st Report of Session 2024–25, ‘Naming…
12 Mar 2025 To cttee Letter from Nikhil Rathi, Chief Executive of the FCA, to Lord Forsyth of Drumle…
5 Dec 2024 To cttee Letter from Nikhil Rathi, Chief Executive of the FCA, to Lord Forsyth of Drumle…