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Compliance

Recommendations related to compliance

14 recommendations 93% accepted

Tag overview

Government Response
Accepted (7)
Accepted in Part (6)
Awaiting Response (1)
Recommendations in This Theme

recommendation across 8 inquiries

Across 8 inquiries

Baha Mousa Inquiry Cranston Inquiry Fuller Inquiry Hyponatraemia Inquiry IICSA Leveson Inquiry Paterson Inquiry RHI Inquiry

Tagged Recommendations

14 total
CR17 Response Pending Cranston Inquiry

Protocol for duty to assist referrals

HM Coastguard and the Maritime and Coastguard Agency should establish a protocol for referrals by HM Coastguard to the Maritime and Coastguard Agency's regulatory compliance investigations team, identifying the threshold …

Maritime and Coastguard …
P1-15 Accepted Fuller Inquiry

Treat HTA compliance as Trust statutory responsibility

Maidstone and Tunbridge Wells NHS Trust should treat compliance with Human Tissue Authority standards as a statutory responsibility for the Trust, notwithstanding the fact that the formal responsibility under the …

- MTW Trust stated in February 2024 that HTA compliance is now treated as a statutory responsibility at board level (MTW Trust Assurance Statement, February …
Maidstone and Tunbridge …
P2-55 Accepted in Part Fuller Inquiry

Unlicensed body stores prepared for HTA compliance

Local authorities providing an unlicensed body store must be prepared to comply with the Human Tissue Authority's standards and guidance where applicable, in the event that a Human Tissue Authority …

- The government stated in December 2025 that this recommendation on bringing unlicensed body stores into compliance was accepted in principle. Full government response due …
Ministry of Housing, Com…
FR-10 Accepted in Part IICSA

Improve DBS Referral Compliance

The Inquiry recommends that the UK government takes steps to improve compliance by regulated activity providers with their statutory duty to refer concerns about the suitability of individuals to work …

- In May 2023, the government accepted this recommendation, stating it would work with regulators to improve compliance with the statutory duty to refer to …
UK Government
49 Accepted IICSA

Catholic non-compliance framework

The Catholic Bishops' Conference of England and Wales and the Conference of Religious should publish a clear framework for dealing with cases of non-compliance with safeguarding policies and procedures. That …

- On 30 September 2021, the Catholic Council for the Inquiry stated that the trustee bodies of all Catholic dioceses and religious orders were invited …
Catholic Bishops Confere…
RHI-23 Accepted RHI Inquiry

Ministerial Notification of Approval Conditions

Ministers should always be advised of any conditions attached to the approval of a policy or project by the Department of Finance. The Department of Finance should also require, and …

- In October 2021, the NI Executive accepted this recommendation in full (NI Executive Response to RHI Inquiry, Department of Finance, October 2021). - The …
Department of Finance
5 Accepted Paterson Inquiry

CQC assurance on MDT meetings

We recommend that CQC, as a matter of urgency, should assure itself that all hospital providers are complying effectively with up-to-date national guidance on MDT meetings, including in breast cancer …

- In December 2021, the government accepted this recommendation, stating that CQC had updated its inspection methodology to specifically examine multidisciplinary team (MDT) functioning and …
CQC
IHRD-7 Accepted Hyponatraemia Inquiry

Monitoring Candour Compliance

Trusts should monitor compliance and take disciplinary action against breach.

HSC Trusts
IHRD-77 Accepted Hyponatraemia Inquiry

Trust Compliance Officer

Trusts should appoint a compliance officer to ensure compliance with protocol and direction.

HSC Trusts
IHRD-8 Accepted in Part Hyponatraemia Inquiry

RQIA Compliance Review Powers

Regulation and Quality Improvement Authority ('RQIA') should review overall compliance and consideration should be given to granting it the power to prosecute in cases of serial non-compliance or serious and …

Department of Health NI
L20 Accepted in Part Leveson Inquiry

Compliance Record Keeping

The Board should have both the power and a duty to ensure that all breaches of the standards code that it considers are recorded as such and that proper data …

- The Prime Minister stated on 29 November 2012 that he accepted the principles for independent self-regulation including record-keeping (Oral Statement to Parliament, Prime Minister's …
Press
L34 Accepted in Part Leveson Inquiry

Compliance Reports and Senior Responsibility

In addition to Recommendation 10 above, a new regulatory body should consider requiring: (a) that newspapers publish compliance reports in their own pages to ensure that their readers have easy …

- The Prime Minister stated on 29 November 2012 that he accepted the principles for independent self-regulation (Oral Statement to Parliament, Prime Minister's Office, 29 …
Press
L9 Accepted in Part Leveson Inquiry

Internal Governance Processes

The Board should require, of those who subscribe, appropriate internal governance processes, transparency on what governance processes they have in place, and notice of any failures in compliance, together with …

- The Prime Minister stated on 29 November 2012 that he accepted the principles for independent self-regulation including internal governance requirements (Oral Statement to Parliament, …
Press
BAHA-54 Accepted Baha Mousa Inquiry

MATT 7 Take-up Recording

There needs to be better recording of the take-up of MATT 7 (and equivalent training) to avoid the need to rely upon Reception Staging and Onward Integration (RSOI) training in …

- The Defence Secretary stated on 8 September 2011 that the government accepted this recommendation and stated that better systems for recording MATT 7 completion …
Ministry of Defence