Source · IMB Annual Report

Stocken

Year: 2020 Published: 10 Nov 2020 Type: Prison · Cat C Population: 1,038 Recommendations: 9 Key concerns Positive findings

HMP Stocken, a Category C training prison, has expanded its population to 1038 with an operational capacity of 1044. The IMB judges the prison to be relatively safe and humane, with excellent education and training. However, key concerns include a critical shortage of secure mental health facilities and Category D places, issues with prisoner transfers, and repeated problems with adjudication paperwork. The Board commends improvements in maintenance, a significant reduction in drug availability, and the successful implementation of the keyworker scheme, while highlighting the need for better funding and management oversight in several areas.

Safety statistics

Incidents during reporting year
IndicatorThis yearPrevious
Self-harm incidents387381
Prisoner assaults132153
Assaults on staff7980
Use of force442386

Positive findings

The Board found improvements in maintenance and a 'can-do' spirit on site. The availability and use of psycho-active substances (PS) saw a very sharp drop, with MDT positives remaining exceptionally low. Keyworking has been successfully implemented, with Stocken being a top performer nationally. Living conditions on the bigger wings generally improved, showing greater cleanliness and better staff-prisoner relations. The reception process is efficient and well-staffed, ensuring new arrivals feel safe. The kitchen management is commendable for food quality and variety, and the gym is popular and well-run. Stocken shows best practice in reducing methadone use, and the Art department, library, and soft skills initiatives are highly impressive.

Key concerns

12 items
Mental Health There is a pressing need for increased capacity in two particular areas: secure mental health facilities, and Category D (Open) prisons.
Resettlement/Release There is also a need to increase capacity in all categories in London and the South East: far too many prisoners at Stocken are a very long way from their homes and families and in consequence some make strenuous attempts to be sent back there.
Regime/Time Out of Cell In-cell telephony should be funded so that all Category C prisoners can access it.
Regime/Time Out of Cell There needs to be more active and prompt allocation of re-categorised prisoners to a more appropriate location: too often, the movement of prisoners within the system is at the whim of governors and minor officials.
Resettlement/Release Prisons which reduce their capacity to take prisoners for resettlement preparation should have their funds redirected to prisons such as Stocken which increasingly has to fulfil a role for which it is not adequately funded.
Estate/Conditions The frequent long delays in obtaining financial approval for repairs and refurbishments are unacceptable, and the external contractor needs closer monitoring of performance and sharpened incentives.
Education/Purposeful Activity Ways should be found to improve prisoners' attendance and punctuality at workshops and education sites.
Complaints/Property Repeated Adjudications continue to cause concern. As we said in our previous report, too many end in dismissal for avoidable technical reasons.
Segregation Paperwork essential to the handling of Segregation reviews (Rule 45s) should be checked for accuracy and available to the presiding governor in good time. When adequate preparation has not taken place reviews are likely to be much less constructive, as well as less consistent between different governors.
Estate/Conditions Inexplicably, it takes up to three months to repair smashed-up cells in the SU; this, we are told, is because the fixtures and fittings are specific to that part of the prison – cells on wings can be repaired much faster. There have been discussions between the prison and Amey concerning alterations to SU cell specifications which would speed up their return to service (and reduce costs) but little progress seems to have been made.
Staffing We are less happy with the intermediate management structure, simply because the officers concerned do not seem to us to spend sufficient time in the unit.
Overcrowding Category B prisoners awaiting transfer usually cause a great deal of trouble, in the form of vandalised cells and violence towards staff. As a result of many lengthy delays in transferring these prisoners, the Board wrote to the Director of Prisons to complain formally that Category B prisons were not doing their job and that governors of such prisons had far too much discretion in refusing to accept the very prisoners they were intended to accommodate. Cat C prisons cannot cope with the presence of numbers of Cat B prisoners for long periods of time.

Recommendations

9 items · 1 repeated
#RecommendationAddresseeStatus
1 There is a pressing need for increased capacity in two particular areas: secure mental health facilities, and Category D (Open) prisons.
Response
I acknowledge the Board’s concern about the need for increased capacity within secure hospitals and the Category D open estate. NHS England and NHS Improvement (NHSE&I) national and regional teams are working closely with NHS-led Provider Collaboratives. Currently the strategic direction continues to be maintenance of existing bed capacity, not an increase, albeit with improved geographical distribution. The focus is on improving efficiency, appropriate length of stay and reduction in transitions. The Provider Collaboratives will be key in managing the patient pathway and addressing the needs of their local population. My officials are working with their counterparts in the Department of Health and Social Care to ensure patients are returned back to prison as soon as possible after they complete treatment. We are also continuing to work in close collaboration with health partners to make sure that, where appropriate, vulnerable offenders are diverted away from custody and, where possible, from the criminal justice system altogether. Additionally, NHSE&I will continue to monitor the time taken from referral to transfer and ensuring there is effective liaison with specialised commissioning. New performance metrics are being developed by NHSE&I via a strategic reporting tool to monitor those being assessed under the Mental Health Act (MHA) and tracking assessment and transfer waiting periods. The Prison Transfer and Remission Guidance 2011 has now been refreshed and is awaiting publication, as the planned date for publication was impacted by the Covid-19 pandemic. Alongside this work, the new mental health service specifications have been published for low and medium-secure hospitals. The NHS led Provider Collaboratives service for adult medium and low secure care gives local ownership to providers for the whole pathway. This includes the interface with the criminal justice system, and resources for their own populations, enabling them to make commissioning decisions to improve and integrate services. In terms of high secure care, a strategic commissioning plan will be developed by April 2021. This will describe the clinical model, pathways and the required capacity for implementation during 2021/22. The Government is also committed to reforming the MHA and we are working closely with Department for Health and Social Care to respond to the recommendations of the independent review, chaired by Professor Sir Simon Wessely. A White Paper will be published in the coming months. Regarding the future vision of the open estate, further to my response to the Board of 30 October 2019, HM Prison and Probation Service (HMPPS) continues to work towards achieving more capacity which covers expansion of the open estate. HMPPS is assessing which sites may be suitable for expansion under the programme to deliver 10,000 additional prisons. I am pleased to announce HMP Haverigg completed its re-role this year providing so far 230 additional Category D prison places.
Ministry of Justice In progress
2 There is also a need to increase capacity in all categories in London and the South East: far too many prisoners at Stocken are a very long way from their homes and families and in consequence some make strenuous attempts to be sent back there.
Response
I note the Board’s ongoing concern that far too many prisoners at HMP Stocken are located far from their homes and families, and your request for additional prison capacity across London and the South East area. HMPPS remains committed to accommodating prisoners as close to home and families as possible and will see this through the modelling of the prison estate using closeness to home as a priority. However, this is not always possible for many reasons as set out in last year’s response. This will mean some prisoners will continue to be sent to prisons some distance from their home to obtain access to the services and the support they need. Most prisoners nearing release will be returned to their home probation area to receive bespoke resettlement support. It is expected that HMP Five Wells, the Category C adult resettlement prison under construction in Wellingborough, will help resettle prisoners who have originated from London back to their local communities. We also have an outline planning permission for a new 1,440 place prison to be built on land adjacent to HMP Full Sutton. HMPPS will be looking for sites in the North West and South East of England which is where we expect to see the greatest demand. Work is also underway to determine other appropriate sites and all new developments are subject to receiving planning permission.
Ministry of Justice In progress
3 In-cell telephony should be funded so that all Category C prisoners can access it.
Response
Turning to the Board’s comments about in-cell telephony, HMPPS recognises the importance of having this technology installed across the whole estate to enable better family/friend contact. As I am sure the Board will appreciate, installing infrastructure into the prison environment is complex and there are restrictions and security implications. The project team has now completed just over 60% of the estate; there is still some way to go and this is dependent on further investment funds. Additional establishments will be added to the scope for in-cell telephony when further funding becomes available. It can take up to 12 months to install in-cell telephony into each prison and HMPPS will determine the roll out priority order. I am pleased to announce a further development at HMP Stocken, the whole site will be fully equipped with this technology over the next 12 months. Installation work for this project is imminent.
Ministry of Justice In progress
4 There needs to be more active and prompt allocation of re-categorised prisoners to a more appropriate location: too often, the movement of prisoners within the system is at the whim of governors and minor officials.
Response
As the Board has identified, singleton moves of Category B prisoners are not made within desirable timeframes. The current policy, Categorisation and Recategorisation Of Adult Male Prisoners (Prison Service Instruction 2011-40) does not outline a specific required timeframe beyond normal review timeframes. However, prisons make every effort to expedite moves in a timely manner, although there maybe times where a speedy transfer is not always desirable as it may reinforce negative behaviours from men, particularly where cellular confinement has been awarded as a result of poor behavior. Staff at HMP Stocken work hard to secure places with its partner prisons. Every effort is being made by HMPPS to secure onward moves as quickly as possible. HMPPS is implementing a new policy framework for categorising prisoners. As part of the work, a Digital Categorisation Service (DCS) has been developed that supports prison staff in identifying relevant risk information and reaching a decision on an individual’s security needs. It enables better access to information for those making categorisation decisions, particularly by taking advantage of data from partners and making more use of information known by prison security teams. It also includes a specific assessment for open conditions. Once a prisoner has been given a security category, they are then generally allocated to a prison of the equivalent security category that is able to meet their individual needs, which would include any needs that they have in respect of their age or any disability they may have. The implementation of the new framework and DCS is expected to be completed in the coming months for adult and young adult males, and during 2021 for female offenders. Alongside the DCS, the recently updated Offender Flows and Interim National Allocation Protocol (NAP) went live across the adult male estate (age 18 above) on 28 September 2020. The flows focus on prisoners transferring, including on initial allocation from Reception prisons (once sentenced), on a ‘time left to serve’ basis. This is to ensure that prisons are sent to the most appropriate prison for their needs, including social care, and have enough time in custody to engage with the available services and interventions. Prior to transfer prisoners will be assessed on their most appropriate categorisation. Although the Offender Flows and NAP do not specifically focus on the aged population or disabilities, all prisoners transferring to other establishments must be clinically assessed prior to transfer. Some prisons are more able to accept prisoners in these categories due to, for example, prison layout and accessibility to required facilities. Whilst there remains capacity within the open prison estate these spaces are not always where there is the greatest demand. Subsequently it will not always be in the best interest of the prisoner to move to an open prison that is far from their home area. This means that where appropriate, men categorised as ‘D’ may be held in a closed prison. This is decided on an individual basis, although priority is given to indeterminate and longer-sentenced prisoners who are coming towards the end of their sentence and who have gradually worked their way down the categories. The Prison Escort Court Service (PECS) provides resources as required by HMPPS Population Management team. The resources provided meet operational requirements. HMP Stocken makes a weekly request for open estate places for prisoners who have been approved Category D status. Prison staff are unable to influence when spaces become available due to prisoner flows and PECS ability to facilitate a move. Movements to the open estate have been severely limited this year by Covid-19. HMP Stocken recognised the impact this had on the population and acted by securing regular placements to HMP Sudbury of twenty prisoners per month. More recently placements have been secured at HMP Springhill and these arrangements are planned to continue. Requests for further Category D placements have been placed with HMP Hatfield, HMP Prescoed, HMP Ford and HMP Standford Hill.
HMPPS In progress
5 Prisons which reduce their capacity to take prisoners for resettlement preparation should have their funds redirected to prisons such as Stocken which increasingly has to fulfil a role for which it is not adequately funded.
Response
HMPPS acknowledges the Board’s continuing concern about the support for those released directly from the prison and remains committed to releasing prisoners from a resettlement prison. Where this is not possible it should not interfere with a person's access to resettlement services. In circumstances where a prisoner has not been transferred to a designated resettlement prison prior to release, the contract with Community Rehabilitation Companies is to provide prisoners with access to appropriate resettlement (enhanced Through the Gate) services via rate card purchasing. The National Probation Service continues to work towards increasing the commissioning of these services from the rate card for prisoners leaving from a non-resettlement prison, including setting minimum levels of purchasing. Provision is currently restricted due to Covid -19 restrictions, but every effort is being made to help meet prison leavers’ resettlement needs within an agreed Exceptional Delivery Model.
HMPPS In progress
6 The frequent long delays in obtaining financial approval for repairs and refurbishments are unacceptable, and the external contractor needs closer monitoring of performance and sharpened incentives.
Response
It is acknowledged that the commercial process for obtaining financial approvals for repairs and refurbishments is sometimes prolonged due to the commercial application process. In the event of an urgent repair concerning serious health, safety and security, HMPPS will pre-authorise expenditure for Amey to provide a make safe until a permanent solution is found. Amey completes on average 700 planned maintenance tasks and 550 reactive tasks each month. 99% of planned tasks and 90% of reactive tasks are completed within the month of allocation. However, recently there has been a slight dip in performance due to the impact of Covid-19 and the roll out of the new computer aided facilities management (CAFM) system. The dip in performance is being managed through an action plan and key performance indicators monitored by the Service Delivery Manager. It is hoped that the change in CAFM systems will bring around positive outcomes in relation to the timeliness of planned and reactive maintenance, alongside some recent management changes both within HMPPS Prison Maintenance Group and Amey’s Commercial team. HMP Stocken’s contract meeting will continue to identify issues that the performance measures would not necessarily identify or rectify. HMP Stocken has been allocated £1,343,000 for major maintenance and capital projects to be delivered this financial year.
HMPPS In progress
7 Ways should be found to improve prisoners' attendance and punctuality at workshops and education sites. Governor / Director
8 Adjudications continue to cause concern. As we said in our previous report, too many end in dismissal for avoidable technical reasons. Repeated Governor / Director
9 Paperwork essential to the handling of Segregation reviews (Rule 45s) should be checked for accuracy and available to the presiding governor in good time. When adequate preparation has not taken place reviews are likely to be much less constructive, as well as less consistent between different governors. Governor / Director

Applications to the IMB

CategoryCurrentPrevious
Accommodation (including transfers) 165 164
Complaints 63 36
Discrimination 63 47
Food 17 25
Healthcare 114 115
Legal (including immigration) 20 28
Offending Behaviour Programmes 35 31
Other 42 44
Pay 11 23
Property 179 196
Regime (work, education, gym, library, activity) 48 66
Relationships (Family & Significant others) 57 62
Safety 37 53
Security 21 22
Segregation 25 29
Sentence planning 95 73

Related inspections & investigations

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PPO fatal incident Richard Hunt
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19 Apr 2023 PPO fatal incident Paul Bryant · Self-inflicted
PPO fatal incident Neil Lovell

Other reports for Stocken

2025 Published 31 Oct 2025 Population 1,264 · Self-harm 718 · Concerns
2024 Published 1 Oct 2024 · Concerns
2023 Published 16 Nov 2023 · Self-harm 407 · Concerns
2022 Published 15 Nov 2022 Population 1,019 · Self-harm 232 · Concerns
2021 Published 9 Nov 2021 · Self-harm 349 · Concerns

Report details

Establishment
Stocken
Type
Prison · Cat C
Report year
2020
Published
10 November 2020
Responsible body
HMP Stocken
Recommendations
9
MoJ rating (2024/25)
3 — Good

Population

Population1,038
Operational capacity1,044
CNA (designed for)974 107%
Time out of cell10.0h/day

Service providers

Canteen Orders (assembly & packing)
DHL
Drug Rehabilitation (Inclusion)
Midlands Partnership Foundation Trust
Education
PeoplePlus
Healthcare
Care UK
Library Services
Rutland County Council
Maintenance
Amey
Mental Health Services
Northamptonshire Foundation NHS Trust

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