Source · Standards & ethics

Local government ethical standards: report

January 2019 26 recommendations 1 accepted 12 rejected 7 partially accepted CSPL on gov.uk ›

Response position, delivery status and the committee’s assessment are separate evidence fields. Acceptance alone does not establish implementation.

26 matching recommendations

Recommendation · source text

The Local Government Association should create an updated model code of conduct, in consultation with representative bodies of councillors and officers of all tiers of local government.

Delivery: Not recorded

Government response
The Local Government Association has worked with sector representative bodies to update its own suggested code of conduct, with the intention that this new suggested code could establish a consistent benchmark that local authorities can amend or add to as they see fit to reflect local circumstances and priorities.

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R19-2 · Link to recommendation Partially accepted

Recommendation · source text

The government should ensure that candidates standing for or accepting public offices are not required publicly to disclose their home address. The Relevant Authorities (Disclosable Pecuniary Interests) Regulations 2012 should be amended to clarify that a councillor does not need to register their home address on an authority’s register of interests.

Delivery: Not recorded

Government response
The government agrees with the principle behind this recommendation – which safeguards elected representatives – and considers amending the Relevant Authorities (Disclosable Pecuniary Interests) Regulations 2012 would be an option to achieve it.

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Recommendation · source text

Councillors should be presumed to be acting in an official capacity in their public conduct, including statements on publicly-accessible social media. Section 27(2) of the Localism Act 2011 should be amended to permit local authorities to presume so when deciding upon code of conduct breaches.

Delivery: Not recorded

Government response
The government's view is that it is for individual local authorities to consider if their code of conduct is adequate in addressing the issue of inappropriate use of social media.

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R19-4 · Link to recommendation Partially accepted

Recommendation · source text

Section 27(2) of the Localism Act 2011 should be amended to state that a local authority’s code of conduct applies to a member when they claim to act, or give the impression they are acting, in their capacity as a member or as a representative of the local authority.

Delivery: Not recorded

Government response
The government agrees that local authority elected representatives should act in good faith in the public interest and not seek to influence decisions for personal gain, for malicious intent or to further the interests of any business or any other organisations which they may be affiliated with.

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Recommendation · source text

The Relevant Authorities (Disclosable Pecuniary Interests) Regulations 2012 should be amended to include: unpaid directorships; trusteeships; management roles in a charity or a body of a public nature; and membership of any organisations that seek to influence opinion or public policy.

Delivery: Not recorded

Government response
The electorate must have confidence that the decisions of their elected representatives are being made in the best interests of the community they have been elected to serve.

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R19-6 · Link to recommendation Partially accepted

Recommendation · source text

Local authorities should be required to establish a register of gifts and hospitality, with councillors required to record any gifts and hospitality received over a value of £50, or totalling £100 over a year from a single source. This requirement should be included in an updated model code of conduct. Government Responsible body

Delivery: Not recorded

Government response
The government accepts that there is merit in best practice guidance on the thresholds for gifts and hospitality and agrees that a register of gifts and hospitality should be publicly available.

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Recommendation · source text

Section 31 of the Localism Act 2011 should be repealed, and replaced with a requirement that councils include in their code of conduct that a councillor must not participate in a discussion or vote in a matter to be considered at a meeting if they have any interest, whether registered or not, “if a member of the public, with knowledge of the relevant facts, would reasonably regard the interest as so significant that it is likely to prejudice your consideration or decision-making in relation to that matter”.

Delivery: Not recorded

Government response
The Committee's report reflects concerns that the disclosable pecuniary interest arrangements infringe on the privacy of a councillor's spouse or partner.

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Recommendation · source text

The Localism Act 2011 should be amended to require that Independent Persons are appointed for a fixed term of two years, renewable once.

Delivery: Not recorded

Government response
The government does not accept this recommendation as appropriate for legislation on the basis that it would be likely to be unworkable.

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Recommendation · source text

The Local Government Transparency Code should be updated to provide that the view of the Independent Person in relation to a decision on which they are consulted should be formally recorded in any decision notice or minutes.

Delivery: Not recorded

Government response
The government does not agree with this. The Local Government Transparency Code is a statutory requirement to publish information; it does not regulate the content of councils' minutes or decision notices.

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Recommendation · source text

A local authority should only be able to suspend a councillor where the authority’s Independent Person agrees both with the finding of a breach and that suspending the councillor would be a proportionate sanction.

Delivery: Not recorded

Government response
There is no provision in current legislation for a sanction to suspend a councillor found to have breached the code of conduct, and this was a deliberate policy decision by the Coalition Government at the time of the Localism Act 2011 to differentiate from the previous, failed Standards Board regime.

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R19-11 · Link to recommendation Partially accepted

Recommendation · source text

Local authorities should provide legal indemnity to Independent Persons if their views or advice are disclosed. The government should require this through secondary legislation if needed.

Delivery: Not recorded

Government response
The government agrees in principle.

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Recommendation · source text

Local authorities should be given the discretionary power to establish a decision-making standards committee with voting independent members and voting members from dependent parishes, to decide on allegations and impose sanctions.

Delivery: Not recorded

Government response
There is no provision in current legislation for a sanction to suspend a councillor found to have breached the code of conduct, and this was a deliberate policy decision by the Coalition Government at the time of the Localism Act 2011 to differentiate from the previous, failed Standards Board regime.

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Recommendation · source text

Councillors should be given the right to appeal to the Local Government Ombudsman if their local authority imposes a period of suspension for breaching the code of conduct. Government Responsible body

Delivery: Not recorded

Government response
There is no provision in current legislation for a sanction to suspend a councillor found to have breached the code of conduct, and this was a deliberate policy decision by the Coalition Government at the time of the Localism Act 2011 to differentiate from the previous, failed Standards Board regime.

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Recommendation · source text

The Local Government Ombudsman should be given the power to investigate and decide upon an allegation of a code of conduct breach by a councillor, and the appropriate sanction, on appeal by a councillor who has had a suspension imposed. The Ombudsman’s decision should be binding on the local authority.

Delivery: Not recorded

Government response
There is no provision in current legislation for a sanction to suspend a councillor found to have breached the code of conduct, and this was a deliberate policy decision by the Coalition Government at the time of the Localism Act 2011 to differentiate from the previous, failed Standards Board regime.

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R19-15 · Link to recommendation Partially accepted

Recommendation · source text

The Local Government Transparency Code should be updated to require councils to publish annually: the number of code of conduct complaints they receive; what the complaints broadly relate to (e.g. bullying; conflict of interest); the outcome of those complaints, including if they are rejected as trivial or vexatious; and any sanctions applied.

Delivery: Not recorded

Government response
The government believes that this is better addressed through the sector adopting as best practice a regular pattern of annual reporting by Standard Committees of the cases and complaints handled and would encourage this as best practice by the sector.

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Recommendation · source text

Local authorities should be given the power to suspend councillors, without allowances, for up to six months.

Delivery: Not recorded

Government response
There is no provision in current legislation for a sanction to suspend a councillor found to have breached the code of conduct, and this was a deliberate policy decision by the Coalition Government at the time of the Localism Act 2011 to differentiate from the previous, failed Standards Board regime.

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Recommendation · source text

The government should clarify if councils may lawfully bar councillors from council premises or withdraw facilities as sanctions. These powers should be put beyond doubt in legislation if necessary.

Delivery: Not recorded

Government response
The criminal law, overseen by the police and courts, provides for more appropriate and effective action against breaches of public order, for anti-social behaviour, and against harassment.

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Recommendation · source text

The criminal offences in the Localism Act 2011 relating to Disclosable Pecuniary Interests should be abolished.

Delivery: Not recorded

Government response
It is a criminal offence to fail to declare pecuniary interests, which acts as a strong deterrent against corruption.

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Recommendation · source text

Parish council clerks should hold an appropriate qualification, such as those provided by the Society of Local Council Clerks.

Delivery: Not recorded

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Recommendation · source text

Section 27(3) of the Localism Act 2011 should be amended to state that parish councils must adopt the code of conduct of their principal authority, with the necessary amendments, or the new model code.

Delivery: Not recorded

Government response
The government does not agree that this is necessary and has no plans to repeal Section 27(3) of the Localism Act 2011.

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Recommendation · source text

Section 28(11) of the Localism Act 2011 should be amended to state that any sanction imposed on a parish councillor following the finding of a breach is to be determined by the relevant principal authority.

Delivery: Not recorded

Government response
The government has no current plans to repeal Section 28 (11) of the Localism Act 2011 but will give this matter further consideration.

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R19-22 · Link to recommendation Partially accepted

Recommendation · source text

The Local Authorities (Standing Orders) (England) (Amendment) Regulations 2015 should be amended to provide that disciplinary protections for statutory officers extend to all disciplinary action, not just dismissal. Government Responsible body

Delivery: Not recorded

Government response
The government agrees in principle with this recommendation and recognises this will be pertinent to Monitoring Officers who may not necessarily be afforded the same seniority in the organisational hierarchy of a local authority as the 2 other statutory officers (Head of Paid Service and the Section 151 Officer), and who may be subject to personal pressures when conducting high profile breach of conduct investigations.

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R19-23 · Link to recommendation Partially accepted

Recommendation · source text

The Local Government Transparency Code should be updated to provide that local authorities must ensure that their whistleblowing policy specifies a named contact for the external auditor alongside their contact details, which should be available on the authority’s website.

Delivery: Not recorded

Government response
The government agrees with the principle that openness is essential.

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Recommendation · source text

Councillors should be listed as ‘prescribed persons’ for the purposes of the Public Interest Disclosure Act 1998.

Delivery: Not recorded

Government response
Prescribed persons are individuals or organisations that a worker may approach outside their workplace to report suspected or known wrongdoing and still be protected by the rights afforded to them under whistleblowing legislation.

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Recommendation · source text

Councillors should be required to attend formal induction training by their political groups. National parties should add such a requirement to their model group rules.

Delivery: Not recorded

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Recommendation · source text

Local Government Association corporate peer reviews should also include consideration of a local authority’s processes for maintaining ethical standards. Local Government Association 18

Delivery: Not recorded

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