Amend firearms authorisation forms for risk assessment and tipping points
Jermaine Baker Inquiry · Report into the Death of Jermaine Baker · Issued 5 July 2022 · Addressed to: National Police Chiefs Council
Government responseMetropolitan Police Service: Under consideration (Oct 2022)College of Policing: Noted (Oct 2022)
DeliveryNo statement from National Police Chiefs Council found
Recommendation, verbatim from the inquiry
●Inquiry recommendation, 15.4
There should be an amendment to FA (and equivalent) forms to: a. encourage a multidimensional risk assessment (to comply with Article 2) to minimise, to the greatest extent possible, recourse to lethal force; b. include a provision for reference to evidential and, where appropriate, geographical tipping points; c. include a dedicated box on the FA2 form to be completed when no FA1 form has been completed, with an explanation for the reason therefor; d. include the provision (and the requirement) for updating the forms during the course of an operation.
Jermaine Baker Inquiry, Report into the Death of Jermaine Baker · 5 Jul 2022 Source PDF →
Published evidence summary
AI-generated evidence summary
Writing for the College of Policing and NPCC Armed Policing in October 2022, Andy Walker stated that an ongoing national review of command log standards would explicitly reflect the recommendation's requirements, with the results to be incorporated into authorised professional practice (Andy Walker response, Oct 2022). The Metropolitan Police Service reported in October 2022 that it had issued interim guidance to tactical advisers, but noted that further force guidance and training remained dependent on the national review (Metropolitan Police Service response, Oct 2022). The record holds no update since the Metropolitan Police Service's response of October 2022 (Metropolitan Police Service response, Oct 2022).
AI-generated summary of the record on this page, checked by a second model and automatic checks, 26 Sep 2026.
Government response
●Metropolitan Police Service · Under consideration · 28 Oct 2022
More broadly, and while the work at a national level is ongoing, internal guidance has been issued to all CTSFO Tac Advisors within MO19 regarding the need to tailor FA5 forms to a given operation, and to identify the use of any copy used in previous forms (chiefly the tool kit or menu of firearms tactics text) by the use of highlight or other signifier within the text. The MPS will give further, formal guidance to Firearms Commanders in light of the NPCC project’s findings, recommendations or requirements in due course. 13. As noted above in relation to multidimensional risk assessments, the MPS has already taken steps to set aside time during training days to focus trainees on the usage and completion of the FA forms. 14. Once the command logs are revised at a national level through the NPCC project, the MPS will ensure that training is provided in their use and completion. This will also provide an opportunity to tailor the revised template to address MPS specific procedures in which recommendation 4 will again be considered.
Response document: Public Inquiry into the Death of Jermaine Baker: Update on Recommendations
●College of Policing · Noted · 27 Oct 2022
As noted above, the FA forms utilised by the MPS are derived from elements of the national command log and developed to complement the MPS operational command model and process for seeking authority to deploy armed officers. a) The requirement to complete and revise a multidimensional threat assessment throughout an armed operation, and commencing at the planning stage, is included in relevant national curriculum. The ongoing command log review being undertaken by NPCC will explicitly include the requirement to complete and record multidimensional threat assessments throughout an operation. b) The NPFTC includes an explanation and specific definitions of ‘tipping point’ and ‘threshold’. Tipping point A tipping point occurs when threat and risk assessment indicates that the risk of harm is or may be so great that it is necessary to take decisive or mitigating action. This may occur prior to the (investigative) threshold being reached and may affect the SIO strategy or evidential sufficiency. Where practicable in the circumstances, this should be discussed with the SIO. It may be possible to determine a tipping point(s) along a timeline and brief officer on the tactical plan. A tipping point may also emerge unexpectedly during an incident or operation, and require immediate action to be taken, the implementation of a contingency or a deviation from the original plan. Threshold A threshold is the point at which operational or investigative objectives are met. This may vary over the timeline where determined by new information or intelligence. When a threshold is met it may be appropriate to implement a tactical option or resolution. This may not be required immediately and will depend on the threat and risk assessment. When a threshold has been met, police action should take place at a point in time which best meets the working strategy. Evidential threshold is also a common term understood by investigators (SIO) when discussing appropriate action and considering sustained public protection. c) The FA1 form utilised by the MPS provides a mechanism by which to make an intelligence-based case and request for consideration in respect of the deployment of armed officers. The same process is embedded within the national command log template. The majority of UK police forces have an operating model that separates the serious crime investigation function from firearms command and therefore requires the information that would populate an FA1 to be documented and presented within the command log. d) The current national command log has significant capacity for recording in the operational log which allows for commanders to document and explain changes to any element of the operation or decision making. APP-AP states: ‘Commanders have a responsibility to record their decisions, actions and supporting rationale as accurately and fully as is practicable, using the NDM as the structure. This should be done contemporaneously if possible, commencing at the point at which they begin to consider any incident that may require the deployment of armed officers. The extent to which this can be achieved will depend on the circumstances and the nature of the incident or operation. Where it has not been possible to make a record contemporaneously, or soon after the event, the record should reflect this, the reason why and when it was made. Individual commanders must be prepared to account for their decisions and to explain their rationale at the time that those decisions were taken. All plans should be documented, including options rejected or progressed, together with the reasons why such conclusions were drawn and by whom’. As a consequence of the recommendation, the NPCC review of minimum national standards for command logs will explicitly reflect the requirements associated with recommendation 4 (a-d). The College will include these minimum national standards, once defined, within APP-AP.
Response document: Jermaine Baker Public Inquiry (College of Policing and NPCC Armed Policing update to the Inquiry)
Delivery
No statement on delivery from National Police Chiefs Council has been found in the sources searched. This is separate from the response above.
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