Source · Select Committees · Treasury Committee

Fourth Report - The Financial Conduct Authority’s Regulation of London Capital & Finance plc

Treasury Committee HC 149 Published 24 June 2021

Report Status

Government responded

Conclusions & Recommendations

38 items (22 recs)

Source

View on Parliament website ↗

Government Response

AI assessment · 38 of 38 classified

Accepted 10

Accepted in Part 1

Acknowledged 9

Deferred 1

Not Addressed 17

Government response

Second Special Report: The Financial Conduct Authority's Regulation of London Capital & Finance plc: responses to the Committee's Fourth Report of Session 2021-22 · published 13 Sep 2021

Read the government response ↗ Response on the Index

Recommendations & Conclusions

1 item

25 Recommendation Deferred

In light of the recent failings of several mini-bond issuers and the nature of the...

Recommendation

In light of the recent failings of several mini-bond issuers and the nature of the existing regulatory arrangements, the Treasury should proceed with its analysis as soon as the consultation on the regulation of non-transferable debt securities closes, and it … Read more

Government Response Summary

The Treasury aims to publish its response to the consultation on non-transferable debt securities and bring forward plans for legislation in the autumn, following the consultation's closure in July 2021.

HM Treasury

View Details →