PPO Fatal Incident

Raymond Cartwright

Natural causes Report published

HMP Risley (Prison)

Recommendations (2)

2 Accepted
Recommendation 1 → The Governor and Head of Healthcare

The Governor and Head of Healthcare should agree protocols for recording the reasons for missed clinical appointments, audit these and appropriately address any emerging issues.

record_keeping Accepted
Response
Any non-attendance of healthcare appointments is recorded and monitored. These are reported and discussed at quarterly local delivery boards where themes are identified and addressed in partnership between the Head of Healthcare and Greater Manchester Healthcare link governor.
Recommendation 2 → The Governor

The Governor should ensure that the medical sections of risk assessments are fully completed, and in circumstances where this is genuinely not possible, the authorising officer should indicate why, and when restraint levels will be reassessed.

safety Accepted
Response (deadline: 1 Mar 2024)
Operations Governor to issue guidance and a reminder to all Custodial Managers and members of the Senior Management Group regarding the completion of PER forms. The importance of completing the medical section, or recording justification for not doing so, will be emphasised. Cuffing arrangements and reassessment will be in line with the Graham judgement.
Full Report Text
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Independent investigation into
A report by the Prisons and Probation Ombudsman
the death of Mr Raymond
Cartwright, a prisoner at HMP
Risley, on 6 August 2023
A report by the Prisons and Probation Ombudsman
Third Floor, 10 South Colonnade Email: mail@ppo.gov.uk T l 020 7633 4100
Canary Wharf, London E14 4PU Web: www.ppo.gov.uk
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© Crown copyright, 2024
This report is licensed under the terms of the Open Government Licence v3.0. To view this licence,
visit nationalarchives.gov.uk/doc/open-government-licence/version/3
Where we have identified any third-party copyright information you will need to obtain permission
from the copyright holders concerned.
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The Prisons and Probation Ombudsman aims to make a significant contribution to safer,
fairer custody and community supervision. One of the most important ways in which we
work towards that aim is by carrying out independent investigations into deaths, due to any
cause, of prisoners, young people in detention, residents of approved premises and
detainees in immigration centres.
If my office is to best assist His Majesty’s Prison and Probation Service (HMPPS) in
ensuring the standard of care received by those within service remit is appropriate, our
recommendations should be focused, evidenced and viable. This is especially the case if
there is evidence of systemic failure.
Mr Raymond Cartwright died from the complications of long-term hepatitis C infection
leading to liver cancer on 6 August 2023, while a prisoner at HMP Risley. He was 55 years
old. I offer my condolences to Mr Cartwright’s family and friends.
The clinical reviewer found that the clinical care that Mr Cartwright received was equivalent
to that he could have expected to receive in the community. However, his treatment for
hepatitis C was delayed by missed appointments, the reasons for which are unclear. There
was also insufficient detail on the escort risk assessments when Mr Cartwright went to
hospital to fully evidence staff’s decision making about restraints. I make
recommendations on both these matters.
This version of my report, published on my website, has been amended to remove the
names of staff and prisoners involved in my investigation.
Adrian Usher
Prisons and Probation Ombudsman April 2024
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Contents
Summary ......................................................................................................................... 1
The Investigation Process ................................................................................................ 2
Background Information ................................................................................................... 3
Key Events ....................................................................................................................... 4
Findings ........................................................................................................................... 6
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Summary
Events
1. On 18 October 2019, Mr Raymond Cartwright was sentenced to five and a half
years imprisonment for Class A drugs offences.
2. On 14 February 2022, Mr Cartwright was released from prison on licence. He was
recalled to prison on 8 December 2022, after breaching the conditions of his
licence. He initially went to HMP Altcourse but moved to HMP Risley two weeks
later.
3. On his return to prison, staff put Mr Cartwright on a methadone treatment
programme to help him with his opioid addiction. In December, Mr Cartwright tested
positive for the hepatitis C virus (an infectious disease which affects the liver). His
treatment was delayed by missed appointments and by him needing to attend
another court case.
4. In May 2023, Mr Cartwright began a treatment programme for his hepatitis C
infection. However, he became severely ill in June and spent a month in hospital
where doctors diagnosed him with liver cancer. He returned to prison at the end of
July.
5. Mr Cartwright became very ill again on 5 August and returned to hospital. He
refused further treatment and died on 6 August.
Findings
6. The clinical reviewer found that the care Mr Cartwright received was of a standard
equivalent to that which would have been expected in the community. However, Mr
Cartwright failed to attend several clinical appointments relating to his hepatitis C
infection and Risley did not record the reasons for his non-attendance. The high
number of missed clinical appointments was an issue highlighted by HM
Inspectorate of Prisons (HMIP) in their report following their inspection in April 2023.
7. Mr Cartwright was restrained on both occasions he went to hospital in June and
August 2023. There were deficits in the recording of the information that went into
the decision making on both occasions.
Recommendations
• The Governor and Head of Healthcare should agree protocols for recording the
reasons for missed clinical appointments, audit these and appropriately address
any emerging issues.
• The Governor should ensure that the medical sections of risk assessments are
fully completed, and in circumstances where this is genuinely not possible, the
authorising officer should indicate why, and when restraint levels will be
reassessed.
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The Investigation Process
8. HMPPS notified us of Mr Cartwright’s death on 6 August 2023.
9. The investigator issued notices to staff and prisoners at HMP Risley informing them
of the investigation and asking anyone with relevant information to contact him. No
one responded.
10. The investigator obtained copies of relevant extracts from Mr Cartwright’s prison
and medical records.
11. NHS England commissioned a clinical reviewer to review Mr Cartwright’s clinical
care at the prison.
12. We informed HM Coroner for Cheshire of the investigation. The Coroner gave us
the results of the post-mortem examination. We have sent the Coroner a copy of
this report.
13. The Ombudsman’s family liaison officer contacted Mr Cartwright’s partner to explain
the investigation and to ask if she had any matters she wanted us to consider. She
did not respond.
14. The initial report was shared with HM Prison and Probation Service (HMPPS).
HMPPS did not find any factual inaccuracies.
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Background Information
HMP Risley
15. HMP Risley is a medium security resettlement prison which holds over 1,000
convicted men. Greater Manchester Mental Health NHS Foundation Trust provides
healthcare services in the prison. Change, Grow, Live provides substance misuse
services. There is 24-hour healthcare cover.
HM Inspectorate of Prisons
16. The most recent inspection of Risley was in April 2023. Inspectors reported that, in
general, the health care provision was good and that prisoners were treated with
decency and respect by professional and committed staff. They noted that blood-
borne virus screening was offered routinely during the reception screening.
17. Inspectors reported concerns about the level of non-attendance of prisoners at
clinical appointments. Although they found this had improved in the months before
the inspection, they said it remained relatively high. They also said that too many
hospital appointments were cancelled and that a high proportion of these were
cancelled by the prison due to the lack of escorting officers or wheelchair
transportation.
18. Inspectors reported that Change, Grow, Live (CGL) delivered a good, integrated
clinical and psychosocial substance misuse service for prisoners. Managers
provided strong leadership to a highly motivated and caring team. There was a drug
strategy in place with collaborative partnership working evident between the service
and the prison.
Independent Monitoring Board
19. Each prison has an Independent Monitoring Board (IMB) of unpaid volunteers from
the local community who help to ensure that prisoners are treated fairly and
decently. At the time of writing, the 2023 report was yet to be published. In their
2022 annual report, the IMB singled out a project for testing for hepatitis C as a new
initiative.
Previous deaths at HMP Risley
20. Mr Cartwright was the eleventh death in three years at Risley. Of the previous
deaths, seven were from natural causes, and three were self-inflicted. There are no
significant similarities in our findings in Mr Cartwright’s case with the previous
deaths.
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Key Events
21. On 18 October 2019, Mr Raymond Cartwright was sentenced to five and a half
years imprisonment for possession and supply of Class A drugs.
22. On 14 February 2022, Mr Cartwright was released from prison on licence. On 8
December, following the theft of alcohol, Mr Cartwright was recalled to prison for
breaching the terms of his licence. He was admitted to HMP Altcourse.
23. Mr Cartwright had a long history of prison sentences associated with both his use
and supply of drugs. On his return to prison, he said that he had been using heroin
and crack cocaine. He tested positive for opioids and was placed on a methadone
treatment programme.
24. On 21 December, Mr Cartwright transferred to HMP Risley. The prison had recently
begun a routine testing programme for hepatitis C. Mr Cartwright tested positive for
the virus. He had a diagnosis of hepatitis C and liver damage, dating back nearly 20
years. Mr Cartwright also had a history of intravenous drug use, which has a strong
association with the spread of hepatitis C through shared needles.
25. On 27 January 2023, Mr Cartwright did not attend an appointment with a specialist
nurse to discuss his hepatitis C infection. This was the first of several similar
appointments that Mr Cartwright missed. Healthcare staff did not record the reasons
for his non-attendances.
26. Mr Cartwright did not attend an appointment with the specialist nurse on 20
February. He also missed his next appointment on 31 March as he was transferring
back to Altcourse to attend court in relation to offences associated with his recall to
prison.
27. Mr Cartwright returned to Risley on 6 April, and staff added him back onto the
hepatitis C clinic list. However, Mr Cartwright continued with his non-attendance of
appointments. As he had an active hepatitis C infection, in May, the specialist nurse
at Risley consulted with a hospital team about treatment for Mr Cartwright, and they
endorsed the prescription of antiviral medication for him. Mr Cartwright began the
antiviral treatment towards the end of May.
28. On 8 June, Mr Cartwright successfully completed his methadone treatment
programme and no longer needed to use the medication.
29. Shortly after 4.00pm on 26 June, Mr Cartwright became seriously ill with
breathlessness, chest pain, and a fast heart rate. His clinical observations recorded
a NEWS2 score of 8 (NEWS is a nationally accredited scoring tool used to assess
clinical deterioration based on a standardised set of observations; heart rate, blood
oxygen levels, breathing rate, temperature, blood pressure and level of
consciousness). A score over 7 indicates an urgent clinical response is required. Mr
Cartwright was taken to hospital, restrained by handcuffs, and accompanied by two
prison officers.
30. On 28 July, Mr Cartwright returned to Risley with a diagnosis of a pulmonary
embolism (when a blood clot blocks a blood vessel in the lungs) and liver cancer.
He had lost around four stone in weight since April.
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31. On 5 August, Mr Cartwright was unwell again and a nurse assessed him shortly
after 6.00am. He was vomiting, had chest pains, an elevated heart rate and a low
blood oxygen level. The nurse requested an ambulance, but Mr Cartwright refused
to go to hospital as he was expecting a visit from his partner that day. However, by
7.45am his pain was so bad he agreed to go to hospital. Once again, he was
restrained by handcuffs escorted by two prison officers.
32. At the hospital, a doctor spoke to Mr Cartwright and confirmed that he was very
unwell and that if he got any more unwell, they would not have any further treatment
options. Mr Cartwright declined any treatment. He continued to deteriorate and died
the next day.
Contact with Mr Cartwright’s family
33. Prison staff liaised with Mr Cartwright’s partner in June and July, and she visited
him in hospital on those occasions. Prison staff told her when he went to hospital on
5 August. She was with him in hospital when he died. The family liaison officer
(FLO) maintained contact with Mr Cartwright’s partner following his death to help
with funeral arrangements and the return of Mr Cartwright’s property. The prison
contributed to funeral expenses in line with national policy.
Support for prisoners and staff
34. The prison posted notices informing other prisoners of Mr Cartwright’s death and
offering support. Staff were also signposted to support if they felt they needed any.
Post-mortem report
35. The post-mortem report concluded that Mr Cartwright died from complications of the
hepatitis C virus associated with liver cirrhosis (scarring of the liver caused by long
term liver damage), with disseminated hepatocellular carcinoma (cancer which has
spread throughout the liver).
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Findings
Clinical care
36. The clinical reviewer concluded that the care Mr Cartwright received was of a
standard equivalent to that which he would have been received in the wider
community. However, she was concerned about the lack of information regarding
his missed healthcare appointments.
Non-attendance of healthcare appointments
37. Staff did not record the reasons why Mr Cartwright failed to attend so many of his
initial hepatitis C clinical appointments. The Head of Healthcare told the clinical
reviewer that if a prisoner does not attend for their appointment, it is recorded in
their medical record but without any explanation as to why.
38. Mr Cartwright had an extensive history of not attending appointments going back
many years. However, following their inspection in April 2023, HMIP also expressed
concerns about the high non-attendance rate of prison healthcare clinical
appointments, as well as hospital appointments. Risley need to be able to audit
clinical non-attendance in order to address this issue. We recommend:
The Governor and Head of Healthcare should agree protocols for recording
the reasons for missed clinical appointments, audit these and appropriately
address any emerging issues.
Escort Risk Assessments
39. The Prison Service has a duty to protect the public when escorting prisoners
outside prison, such as to hospital. It also has a responsibility to balance this by
treating prisoners with humanity. The level of restraints used should be necessary
in all the circumstances and based on a risk assessment, which considers the risk
of escape, the risk to the public and takes into account the prisoner’s health and
mobility.
40. A judgment in the High Court in 2007 made it clear that prison staff need to
distinguish between a prisoner’s risk of escape when fit (and the risk to the public in
the event of an escape) and the prisoner’s risk when he has a serious medical
condition. The judgment indicated that medical opinion about the prisoner’s ability to
escape must be considered as part of the assessment process and kept under
review as circumstances change.
41. When Mr Cartwright went to hospital on 26 June 2023, the risk assessment form for
the escort and bedwatch did not have any of the medical section of the form filled
in. The security section was filled in and noted some recent aggression towards
staff. Head of Safer Custody, who was the duty governor, authorised the use of a
single handcuff (which means one part of the handcuff is on the prisoner’s wrist and
the other part on an officer’s wrist) and noted that it was, “Appropriate to security
category and available intel.” She made no reference to Mr Cartwright’s health in
the decision making, although the authorising manager’s section does include a
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standard wording printed paragraph which says, “Medical advice has been sought
as part of this Risk Assessment and utilised to inform an overall opinion.” Later in
hospital, Mr Cartwright was transferred to the lesser restraint of an escort chain
(which involves a handcuff on a wrist of a prisoner and an officer, linked together
with a chain).
42. On 5 August, when Mr Cartwright was taken to hospital again, healthcare staff filled
in the medical section of the risk assessment. In the tick box section, it said that
there were no medical objections to the use of restraints, that there were no mobility
issues, or medical or physical conditions that would restrict the ability to escape,
that there was no lifesaving treatment involved, and that there was no need to
remove restraints for treatment or consultation. The only handwriting in the medical
section said, “Blue light ambulance – no raised concerns”. Staff did not detail Mr
Cartwright’s cancer or physical condition, including that he had lost four stone in
recent months. The member of staff did not sign the medical section, so we do not
know who completed it.
43. The Acting Head of Safer Custody was the duty governor on the day. He authorised
Mr Cartwright be restrained with a single handcuff, accompanied by two officers.
Several hours later, following information from the hospital that Mr Cartwright was
seriously ill, he authorised the removal of restraints at 3.50pm.
44. The medical section in the first risk assessment was not completed. Risley were
unable to establish who had filled in the unsigned medical section in the second risk
assessment. In response to a query from the investigator, the Safer Custody Hub
Manager said that the reason it was not signed was because Mr Cartwright went
out as an emergency. The investigator asked if Risley had a written policy or
guidance for completing risk assessments for emergency responses, but Risley
were unable to provide one.
45. It is important for prisons to comply with the Graham Judgement and to make risk
assessments appropriate to the circumstances of the individual rather than just
considering their security categorisation for example. The most significant aspect of
Mr Cartwright’s situation in both June and August, was his medical circumstances,
and on both occasions there was very little information on the risk assessments
about this. Neither was there any explanation about this by the authorisers or any
timescale indicated for a reassessment. While it is important not to delay transfer to
hospital in emergencies, managers need to evidence what steps they have taken to
establish the facts when signing off risk assessments. We recommend:
The Governor should ensure that the medical sections of risk assessments
are fully completed, and in circumstances where this is genuinely not
possible, the authorising officer should indicate why, and when restraint
levels will be reassessed.
Governor to note
46. The investigator first requested the documents to investigate Mr Cartwright’s death
on 7 August 2023. While we received some documents the same month, despite
repeated requests, the investigator did not receive all of the requested documents
until 9 January 2024, over five months since his initial request.
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47. We bring the Governor’s attention to this issue.
Inquest
48. In May 2024, the inquest into Mr Cartwright’s death concluded that Mr Cartwright
died of natural causes.
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Case Details

Date of Death 6 August 2023
Report Published 22 November 2024
Age 51-60
Gender
Responsible Body HMP Risley
Recommendations
2
Inquest Date 13 May 2024

Documents

Recommendation Themes

record_keeping (1) safety (1)