Source · Regulatory enforcement

Office of Rail and Road enforcement

Prosecutions, improvement notices and prohibition notices published by the Office of Rail and Road, with Railways Act licence orders. Each record links to the ORR's own page. Prosecutions are held from the 2022 sentencing round onward from ORR's own page, plus a hand-checked set of earlier ones; improvement and prohibition notices are held from 2022. Earlier notices and prosecutions are on ORR's site in tables that are not yet loaded here.

72 notices 24 prosecutions 41 improvement notices 4 prohibition notices £53.2m in penalties

Enforcement notices 72 records

Descriptions of notices and of prosecutions from 2022 are ORR's own wording from its pages. Descriptions of the earlier prosecutions and the licence orders are summaries written by this site. Each record's link goes to the ORR. Covers enforcement actions under the Health and Safety at Work etc. Act 1974.

Balfour Beatty Rail Limited ↗

Improvement Notice16 Sep 2026Ashford Plant Depot

Balfour Beatty Rail Limited failed to make and give effect to suitable arrangements for the effective planning, organisation, control, monitoring, and review of preventive and …

Balfour Beatty Rail Limited ↗

Prohibition Notice4 Sep 2026

During a site visit on 4 September 2026, the technicians on site informed the ORR inspector that they were using a tower scaffold work platform …

London Underground Limited ↗

Improvement Notice20 Aug 2026Lillie Bridge DepotTransport for London

London Underground Limited failed to ensure that lifting operations using the overhead crane, Allen Crane LBD number A1365, in the machine shop at Lillie Bridge …

Nene Valley Railway Limited ↗

Improvement Notice14 Aug 2026

Nene Valley Railway Ltd failed to make and give effect to appropriate arrangements for the effective control of lifting equipment and lifting accessories, resulting in …

Network Rail Infrastructure Limited ↗

Prosecution / Conviction7 Aug 2026Penalty £1,200,000Rugby Railway StationAlexandra Palace and Network Rail

Network Rail were fined £1.2million on 7 August 2026 for breaching health and safety legislation. It followed an incident on 16 September 2022, when a …

West Coast Railway Company Ltd ↗

Improvement Notice30 Jun 2026trains with drop-light windows

West Coast Railway Company Ltd failed to ensure the safety of their employees and others who may be affected by their work activities, in that …

Dean Forest Railway Company Limited ↗

Improvement Notice21 May 2026St Mary’s Halt, Lydney

On 14 August 2025 part of a 360-degree excavator being transported by train struck a footbridge carrying a public footpath over the Dean Forest Heritage …

Blackpool Transport Services Limited ↗

Improvement Notice6 May 2026Blackpool Tramway operated between Starr Gate Depot, Fleetwood Ferry and Blackpool North Station

Blackpool Transport Services Limited failed to take, so far as is reasonably practicable, appropriate measures to control and mitigate known risks associated with bogie degradation …

Channel Tunnel Group Limited ↗

Prohibition Notice29 Apr 2026

Persons are entering a confined space not in accordance with a system of work which renders that work safe and without risks to health. Channel …

Channel Tunnel Group Limited ↗

Prosecution / Conviction10 Apr 2026Penalty £2,250,000Folkestone

Channel Tunnel Group Limited were fined £2.25 million on 10 April 2026 for breaching health and safety legislation. It followed an incident at the UK …

West Midlands Trains Limited ↗

Improvement Notice2 Apr 2026Tyseley Traction Maintenance Depot - TMD

West Midlands Trains have failed to take suitable and sufficient measures to prevent, so far as is reasonably practicable, persons falling a distance liable to …

Network Rail Infrastructure Limited ↗

Improvement Notice19 Jan 2026London Bridge Maintenance Delivery UnitAlexandra Palace and Network Rail

Network Rail failed to make a suitable and sufficient assessment of the vibration risk created by work carried out using vibrating hand tools to the …

Leighton Buzzard Railway Ltd ↗

Improvement Notice15 Aug 2025Vandyke Road No 2 Level Crossing

Following a visit to the duty holder on the 23rd July 2025, the inspector reported that, while the duty holder has risk assessments in place …

Leighton Buzzard Railway Ltd ↗

Improvement Notice15 Aug 2025Hockliffe Road Level Crossing

Following a visit to the duty holder on the 23rd July 2025, the inspector reported that, while the duty holder has risk assessments in place …

Leighton Buzzard Railway Ltd ↗

Improvement Notice15 Aug 2025Stanbridge Road Level Crossing

Following a visit to the duty holder on the 23rd July 2025, the inspector reported that, while the duty holder has risk assessments in place …

Network Rail Infrastructure Limited ↗

Improvement Notice14 Jul 2025Beeston Modular S&C DepotAlexandra Palace and Network Rail

A member of Clarke Chapman Facilities Maintenance staff working at Beeston Modular S&C Depot contracted Pontiac Fever. ORR’s investigation found that there was no responsible …

Helston Railway Preservation Company Limited ↗

Improvement Notice11 Jul 2025near Trevarno Station

ORR received concern in relation to potentially unsafe construction of a footbridge on the Helston Railway, a wholly volunteer run heritage railway in Cornwall. Site …

London Underground Limited ↗

Improvement Notice30 Apr 2025Stepney Green station, District lineTransport for London

London Underground have failed to conduct their undertaking in such a way as to ensure, so far is as reasonably practicable, that persons not in …

Network Rail Infrastructure Limited ↗

Improvement Notice16 Apr 2025AudenshawAlexandra Palace and Network Rail

The ongoing investigation into the circumstances of the freight train derailment at Audenshaw on 6 September 2024 shows that Network Rail are not conducting their …

Network Rail Infrastructure Limited ↗

Prosecution / Conviction27 Feb 2025Penalty £3,410,000Surbiton, Greater LondonAlexandra Palace and Network Rail

Network Rail was fined £3.41 million following the death of a track worker at Surbiton on 9 February 2021. The worker, part of a four-person …

Network Rail Infrastructure Limited ↗

Prosecution / Conviction14 Feb 2025Penalty £3,750,000Margam, South WalesAlexandra Palace and Network Rail

Network Rail was fined £3.75 million following the deaths of track workers Michael Lewis and Gareth Delbridge at Margam, South Wales, on 3 July 2019. …

Great Western Society Limited ↗

Improvement Notice5 Dec 2024

Great Western Society Limited has failed to ensure, so far as is reasonably practicable, that its employees and persons other than its employees are not …

The Tramway Museum Society ↗

Improvement Notice11 Nov 2024

The Tramway Museum Society have failed to make arrangements for the effective planning, monitoring and review of the preventative and protective measures that will, so …

Activity breakdown all notices

Notices by year

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ORR notices by issue year · full collection with a recorded issue date
Issue yearNotices
20101
20111
20171
20181
20192
20202
20211
202214
202315
202411
202510
202613

By recipient

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Up to ten recipients with the most notices · full collection
RecipientNotices
Network Rail Infrastructure Limited20
Blackpool Transport Services Limited3
London Underground Limited3
Channel Tunnel Group Limited3
Leighton Buzzard Railway Ltd3
Transport for Greater Manchester2
Chiltern Railways2
Network Rail Infrastructure Ltd2
Govia Thameslink Railway Limited2
Balfour Beatty Rail Limited2