Select committee inquiry
Work of the Financial Conduct Authority
Closed
What the inquiry looked at
“As part of its ongoing scrutiny of the work of the FCA, the Treasury Committee holds regular hearings with the Chief Executive and the Chairman of the FCA.”
The committee's words, from the inquiry page on parliament.uk ↗.
How the inquiry ran
Each dot is a dated item listed on this page, from the inquiry's opening on 27 October 2020 to its close on 30 May 2024.
- Oral evidence 8 sessions
- Correspondence 32 letters
Evidence
Oral evidence sessions 8
- 8 May 20242 witnesses: Ashley Alder, Nikhil Rathiparliament.uk ↗
- 12 Dec 20232 witnesses: Ashley Alder, Nikhil Rathiparliament.uk ↗
- 19 Jul 20232 witnesses: Ashley Alder, Nikhil Rathiparliament.uk ↗
- 8 Mar 20232 witnesses: Ashley Alder, Nikhil Rathiparliament.uk ↗
- 7 Nov 20222 witnesses: Nikhil Rathi, Richard Lloyd OBEparliament.uk ↗
- 8 Dec 20212 witnesses: Charles Randell CBE, Nikhil Rathiparliament.uk ↗
- 12 May 20212 witnesses: Charles Randell, Nikhil Rathiparliament.uk ↗
- 4 Nov 20202 witnesses: Charles Randell, Nikhil Rathiparliament.uk ↗
Who gave evidence 5 witnesses
- Nikhil RathiChief Executive, Financial Conduct Authority8 sessions
- Ashley AlderChair, Financial Conduct Authority4 sessions
- Charles RandellChair, Financial Conduct Authority2 sessions
- Charles Randell CBESenior Consultant, Slaughter and May
- Richard Lloyd OBEInterim Chair, Financial Conduct Authority
Correspondence 32 letters
- 24 May 2024Letter from the Financial Leasing Association relating to motor finance, dated 7 May 2024To committee
- 8 May 2024Letter from the Chief Executive, Financial Conduct Authority, relating to proposals about publicising enforcement investigations, dated 7 May 2024To committee
- 8 May 2024Letter from the Executive Directors, Enforcement, Financial Conduct Authority, relating to proposals about publicising enforcement investigations, dated 7 May 2024To committee
- 8 May 2024Letter from the Chair to the Chief Executive, Financial Conduct Authority, relating to proposals about publicising enforcement investigations, dated 1 May 2024To committee
- 16 Feb 2024Letter from the Financial Conduct Authority, providing an update on mortgage borrowers in closed market books, dated 10 November 2023To committee
- 30 Jan 2024Letter from Nikhil Rathi, Financial Conduct Authority, relating to the 12 December 2023 evidence session on the 'work of the FCA', dated 24 JanuaryTo committee
- 19 Jan 2024Letter from the Chair to HM Treasury and associated public sector organisations relating to contracts awarded to Fujitsu, dated 19 January 2024To committee
- 12 Dec 2023Letter from Nikhil Rathi, Financial Conduct Authority, relating to Odey Asset Management, dated 11 December 2023To committee
- 12 Dec 2023Letter from Nikhil Rathi, Financial Conduct Authority, relating to proposed new rules on maintaining access to cash, dated 7 December 2023To committee
- 6 Dec 2023Letter from the FCA regarding the results of its investigations into the financial promotions related to Blackmore Bonds, dated 5 DecemberTo committee
- 5 Jul 2023Correspondence from the Financial Conduct Authority relating to their investigation into Odey Asset Management, dated 3 July
- 14 Jun 2023Correspondence from the Chair to the Financial Conduct Authority relating to their investigation into Odey Asset Management, dated 14 June
- 25 Apr 2023Correspondence from the Financial Conduct Authority, relating to the ‘The work of the Financial Conduct Authority’ session on 8 March, dated 20 April
- 25 Apr 2023Correspondence from the Chair to the Financial Conduct Authority, relating to the ‘The work of the Financial Conduct Authority’ session on 8 March, dated 28 March
- 16 Jan 2023Letter to the Financial Conduct Authority relating to the session on ‘Work of the Financial Conduct Authority’ on 7 November 2022, dated 1 DecemberFrom committee
- 11 Jan 2023Correspondence from the Chief Executive, FCA relating to the session on 'The work of the FCA' on 7 November, dated 14 December
- 17 Oct 2022Correspondence from the Financial Conduct Authority, relating to service standards, dated 10 October
- 7 Sep 2022Letter from the FCA, relating to its 2021/22 Annual Report and Accounts, dated 19 JulyTo committee
- 11 Jul 2022Letter from the Financial Conduct Authority to the Financial Services Complaints Commissioner, relating to the FSCC’s proposed MOU on Transparency and Confidentiality, dated 31 MayTo committee
- 11 Jul 2022Letter from the Financial Conduct Authority, relating to operational performance and transparency, dated 4 JulyTo committee
- 25 Apr 2022Letter from the Financial Conduct Authority, relating to its three-year strategy and 2022/23 Business Plan, dated 7 AprilTo committee
- 21 Apr 2022Letter from the Financial Conduct Authority, relating to the 'Work of the Financial Conduct Authority' session, dated 25 June 2021To committee
- 21 Apr 2022Letter from the Financial Conduct Authority, relating to interim appointments, dated 23 June 2021To committee
- 31 Jan 2022Letter from the Chair to Nikhil Rathi FCA regarding Stronger Nudge, dated 31 JanuaryTo committee
- 24 Jan 2022Letter from the FCA, following up oral evidence given on 8 December, dated 19 JanuaryTo committee
- 8 Dec 2021Update from the Financial Conduct Authority relating to the Independent Review recommendations, dated 2 December 2021
- 8 Dec 2021Correspondence from the Chief Executive of the Financial Conduct Authority relating to the Financial Conduct Authority transformation programme, dated 6 December 2021
- 12 May 2021Letter from FCA Chief Executive regarding pension guidanceTo committee
- 2 Dec 2020Letter from Chair to Chief Executive, Financial Conduct Authority, relating to follow-up from the 4 November evidence session, dated 13 November 2020To committee
- 2 Dec 2020Letter from Chair of FCA relating to complaints scheme consultation, dated 27 November 2020To committee
- 2 Dec 2020Letter from Chief Executive FCA following the recent hearing on the work of the FCA, dated 26 November 2020To committee
- 30 Nov 2020Letter from Caroline Rainbird, Chief Executive, Financial Services Compensation Scheme, relating to the Financial Services Compensation Scheme Levy, dated 11 November 2020To committee