Select Committee · Health and Social Care Committee

NHS litigation reform

Status: Closed Opened: 22 Sep 2021 Closed: 6 Nov 2023 15 recommendations 19 conclusions 1 report

The Committee has launched a new inquiry to examine the case for the reform of NHS litigation against a background of a significant increase in costs, and concerns that the clinical negligence process fails to do enough to encourage lessons being learnt which promote future patient safety. Read the call for evidence for more detail …

Reports

1 report
Title HC No. Published Items Response
Thirteenth Report - NHS litigation reform HC 740 28 Apr 2022 34 Overdue

Recommendations & Conclusions

34 items
1 Conclusion Thirteenth Report - NHS litigation refo…

Clinical negligence system requires shift from punitive approach to encourage cooperation and learning.

In 2005 the New Zealand Parliament made a conscious choice to alter the legislation underpinning their system of clinical negligence because they wanted to change from a punitive system to one that would encourage the co-operation of hospitals and medical professionals. This is the lesson we need to learn in …

Department of Health and Social Care
2 Conclusion Thirteenth Report - NHS litigation refo…

Clinical negligence system hinders patient safety learning and improvement

Clinical negligence cannot and does not inform or disseminate learning or systematically contribute to patient safety improvements. It is not its purpose and too much information is filtered out at an early stage to ever make this a realistic prospect. Demonstrating individual fault is fundamental if compensation is to be …

Department of Health and Social Care
3 Conclusion Thirteenth Report - NHS litigation refo…

Costs of claimant law firm screening likely passed to taxpayers

Some claimant organisations said the screening process, as carried out by specialist claimant firms, prevents a significant cost that NHS Resolution would otherwise incur. Claimant costs, however, account for a fifth of all cash payments associated with clinical negligence and witnesses highlighted that law firms gravitate towards higher value cases, …

Department of Health and Social Care
4 Recommendation Thirteenth Report - NHS litigation refo…

Establish an independent administrative body to investigate patient harm and determine compensation

The system for compensating injured patients in England is not fit for purpose. It is grossly expensive, adversarial, and promotes individual blame instead of collective learning. We recommend that when a patient is harmed, they or their family should be able to approach an independent administrative body which would investigate …

Department of Health and Social Care
5 Conclusion Thirteenth Report - NHS litigation refo…

New patient compensation system requires staged implementation, prioritising birth injuries

We recognise that our recommendations would radically change the principles which underpin the way injured patients are compensated and the Bar Council said that to introduce a new statutory administrative scheme would be “a project of phenomenal ambition.” Given the scale of the undertaking, and the cultural change we are …

Department of Health and Social Care
6 Recommendation Thirteenth Report - NHS litigation refo…

Focus new administrative patient compensation system initially on obstetric cases, then expand

As it becomes embedded within the framework of the NHS, we recommend that, in the first instance, the new administrative patient compensation system should be focused on obstetric cases which align with the Each Baby Counts criteria. Once established, and having proven its value, the independent administrative compensation system should …

Department of Health and Social Care
7 Conclusion Thirteenth Report - NHS litigation refo…

Reconstituting Strategic Health Authority could efficiently implement new compensation recommendations

The Government is creating a new Strategic Health Authority (SHA) to investigate serious incidents and improve safety in maternity care. We believe that reconstituting the SHA to investigate claims, establish the causes of harm and determine eligibility for compensation would be an efficient way for the Government to implement our …

Department of Health and Social Care
8 Conclusion Thirteenth Report - NHS litigation refo…

Beneficiaries of current negligence system defend it despite rising costs and weak evidence

We are concerned only with the dynamics of the legal market in so much as they affect the ability of injured patients and their families to access compensation, and the system to learn and improve safety. However, we note that those that gain most from the present system are its …

Department of Health and Social Care
9 Conclusion Thirteenth Report - NHS litigation refo…

Administrative compensation system reduces adversarial process and lowers overall costs

The advantage of an administrative system is that criteria can be established to remove uncertainty and turn what otherwise would be an adversarial process into one concerned only with the facts of the case. Compensation should be based on agreement that correct procedures were not followed and the system failed …

Department of Health and Social Care
10 Recommendation Thirteenth Report - NHS litigation refo…

Consult widely and evaluate best practice to establish administrative patient compensation system criteria

Establishing the precise criteria for an administrative patient injury compensation system based on system error is a complex task. We have taken evidence from various successful international schemes that each use a different threshold and we do not seek to be prescriptive over which threshold should be used in England. …

Department of Health and Social Care
11 Conclusion Thirteenth Report - NHS litigation refo…

No evidence found to change recommendation to remove disregard of NHS care in damages

In our July 2021 report examining the safety of maternity services, we recommended that the Government remove the disregard of NHS care in the award of damages. We have seen no evidence to change our recommendation. To argue that patients injured by errors in their NHS care would not want …

Department of Health and Social Care
13 Recommendation Thirteenth Report - NHS litigation refo…

Base compensation for NHS clinical negligence on additional care costs and repeal 1948 Act.

Compensation should be based on the additional costs necessary to top up care available through the NHS and social care system, rather than the current assumption that all care will be provided privately. Whilst we recognise that additional care costs are difficult to calculate, we recommend that they should be …

Department of Health and Social Care
14 Recommendation Thirteenth Report - NHS litigation refo…

Scrap parental income assessment for child clinical negligence claims; standardise compensation against national wage.

The assessment of parental earnings in the calculation of damages for children under 18 years of age is unfair. It undermines the principle that damages should be calculated to meet a person’s needs and contradicts the principle of equality that sits at the heart of our health system. We recommend …

Department of Health and Social Care
15 Conclusion Thirteenth Report - NHS litigation refo…

Introduce administrative compensation scheme to provide better value for money to the taxpayer.

There is strong evidence that an administrative compensation scheme would provide better value for money to the taxpayer than clinical negligence litigation. There is significant potential to strip away the vast legal costs which account for over a quarter of all that is paid and introduce a system which is …

Department of Health and Social Care
16 Conclusion Thirteenth Report - NHS litigation refo…

Clinical negligence litigation hinders patient safety learning, contrasting with no-blame investigations.

Clinical negligence litigation stands in stark contrast to best practice in terms of patient safety. Gains are made by careful system-wide analysis rather than the search for individual blame. The creation of the Health Services Safety Investigations Body as a statutory body which will undertake no-blame safe space investigations maps …

Department of Health and Social Care
17 Conclusion Thirteenth Report - NHS litigation refo…

Clinical negligence litigation inhibits learning culture and thorough investigations into serious incidents.

It is not within the scope of clinical negligence litigation to encourage the culture, or support the mechanisms, to identify learning from serious incidents. Neither can the process of litigation disseminate learning and enhance patient safety. Moreover, the experience of those who gave evidence to our inquiry illustrated that investigations …

Department of Health and Social Care
18 Recommendation Thirteenth Report - NHS litigation refo…

Reform investigatory system by establishing standardised, time-limited, independent investigations after medical errors.

Aside from the substantive reform of clinical negligence litigation that we have recommended, we also believe that the investigatory system should be reformed. After any tragedy involving medical error there should be a standardised process of investigation which focuses on the overriding priority to learn from mistakes and prevent tragedies …

Department of Health and Social Care
19 Recommendation Thirteenth Report - NHS litigation refo…

Mandate independent administrative body investigations for alternative dispute resolution and compensation liability.

We further recommend that, in parallel, an investigation by an independent administrative body responsible for alternative dispute resolution should be completed and a determination on liability for compensation released to the family, the Trust and NHS Resolution. The Trust and NHS Resolution would decide whether to accept liability for a …

Department of Health and Social Care
20 Conclusion Thirteenth Report - NHS litigation refo…

Administrative compensation system improves investigations, requiring formal separation from external regulatory processes.

In the longer term, an administrative compensation system would address problems associated with inadequate investigations by undertaking inquisitorial, system- focused investigations with no examination of individual blame. This would build greater confidence amongst healthcare professionals that they could be open and forthright when contributing to investigations. However, to further support …

Department of Health and Social Care
21 Recommendation Thirteenth Report - NHS litigation refo…

Restrict sharing of administrative investigation information; agree MoU with the Chief Coroner.

We recommend that information obtained by the administrative body in its investigations should not be shared with any other professional or system regulator unless it constitutes unlawful activity or identifies an immediate danger to patients. We also recommend that the administrative body should agree a memorandum of NHS litigation reform …

Department of Health and Social Care
22 Conclusion Thirteenth Report - NHS litigation refo…

An independent administrative system would improve birth injury compensation for patients and families.

An independent administrative system designed in the first instance to provide compensation in birth injury cases would be much more responsive to the needs of patients and families. Without a contentious legal battle, eligibility would be established quickly and support provided to injured patients within weeks rather than years. The …

Department of Health and Social Care
23 Recommendation Thirteenth Report - NHS litigation refo…

Incorporate periodical review into compensation awards to meet patients' changing needs over time.

The most effective system would be one that can provide initial compensation within weeks of a claim and then be adapted to meet the individual child’s requirements as they grow and develop. We recommend that awards be made with periodical review built in so that they can become responsive to …

Department of Health and Social Care
24 Conclusion Thirteenth Report - NHS litigation refo…

Patients prefer simpler administrative compensation, which should be the mandatory first port of call.

Although our system would be no less generous in its awards than the courts, patients would still retain the option of pursuing clinical negligence cases and seeking redress via litigation. Evidence from abroad indicates, however, that when given the choice, patients and families prefer the simpler administrative process. We believe …

Department of Health and Social Care
26 Conclusion Thirteenth Report - NHS litigation refo…

Valued solicitor support in litigation highlights the need for systemic change and wider advocacy.

We heard powerful testimony from people who have been through litigation about how they valued the support from solicitors who become their advocates and guides within the labyrinthine process. Whilst we do not doubt that there are many excellent solicitors who act in the best interests of people who have …

Department of Health and Social Care
27 Conclusion Thirteenth Report - NHS litigation refo…

Transition to an administrative system to avoid intensive legal support and lottery of representation.

In the system we recommend, someone with a claim would not need intensive legal support as their claim would be evaluated inquisitorially without months or years of toil to demonstrate clinical negligence. It is also important to note that there is no guarantee that someone will find a solicitor equipped …

Department of Health and Social Care
28 Conclusion Thirteenth Report - NHS litigation refo…

Serious cases remain adversarial, complex, and slow despite efforts to avoid court proceedings.

Settling cases without court proceedings is positive but does not necessarily mean that injured patients will not experience an adversarial, complex and expensive process. The most serious cases still take years to settle rather than weeks or months. NHS Resolution’s efforts to reduce the number of cases that reach court …

Department of Health and Social Care
29 Recommendation Thirteenth Report - NHS litigation refo…

Mandate compulsory alternative dispute resolution mechanisms before issuing any court proceedings.

We recommend that before any court case there should be compulsory use of alternative dispute resolution mechanisms. This often happens before the start of a trial but should happen before the issuing of any court proceedings. We recommend that the Government consult on the format of alternative dispute resolution and …

Department of Health and Social Care
30 Conclusion Thirteenth Report - NHS litigation refo…

Clinical negligence framework focused on individual blame hinders early fault admission and settlement.

It is understandable that representatives of injured patients should wish to see fault admitted and cases settled early, but the statutory framework on which clinical negligence is based makes this very difficult. Clinical negligence is focused on individual blame, therefore, it is unsurprising that within this process individual clinicians will …

Department of Health and Social Care
31 Recommendation Thirteenth Report - NHS litigation refo…

Ensure adequate hospital staff are trained in 'just culture' to reduce confrontation and breakdown.

NHS staff, injured patients and families need greater support in dealing with the fallout from clinical negligence cases. We recommend that every hospital should have adequate numbers of staff trained in “just culture” practices to reduce confrontation and relationship breakdown between injured patients, their relatives, and bereaved families.

Department of Health and Social Care
32 Recommendation Thirteenth Report - NHS litigation refo…

Require Government to explain settlement of clinical negligence cases without negligence being established.

We heard that there is no leeway for NHS Resolution to concede cases on any basis other than clinical negligence, but this was challenged by academic evidence we received. In response to this report, the Government should provide an explanation which addresses the evidence we have cited which shows that …

Department of Health and Social Care
33 Recommendation Thirteenth Report - NHS litigation refo…

Require Government to set out safeguards ensuring fixed recoverable costs do not restrict access to justice.

We are concerned that the Government’s proposal to introduce Fixed Recoverable Costs in clinical negligence cases below £25,000 may compromise access to justice for the poorest claimants. The Government is right to try and rein in excessive legal costs, but until the administrative scheme we are recommending is introduced in …

Department of Health and Social Care
34 Recommendation Thirteenth Report - NHS litigation refo…

Mandate NHS Resolution to consider administrative compensation offers as Part 36 offers.

Once an administrative scheme is established for all clinical negligence claims the future of Qualified One-Way Costs Shifting (QOCs) in clinical negligence cases against the NHS should be considered. The Government has said the purpose of QOCs is to minimise the financial risk to claimants, but, as the administrative system …

Department of Health and Social Care

Oral evidence sessions

3 sessions
Date Witnesses
1 Feb 2022 Helen Vernon · NHS Resolution, Jill Edwards, lived experience witness, Maria Caulfield · Department of Health and Social Care, Matthew Style · Department of Health and Social Care View ↗
11 Jan 2022 Dr Pelle Gustafson · Swedish Patient Insurer, George Deebo · Virginia Birth-Related Neurological Injury Compensation Program, Guy Forster, Association of Personal Injury Lawyers, Lauren McGuirl · Centre for Effective Dispute Resolution, Michael Mercier, Accident Compensation Corporation, Peter Walsh, Action Against Medical Accidents, Professor Shin Ushiro · Division of Patient Safety Kyushu University Hospital, Executive board member Japan Council for Quality Health Care, Simon Hammond · NHS Resolution View ↗
16 Nov 2021 Dr Sonia Macleod · The Centre for Socio-Legal Studies, Joanne Hughes, Expert by experience, Scott Morrish, Expert by experience, Sir Ian Kennedy QC, Sir Robert Francis QC · HealthWatch England, Sue Beeby, Expert by experience View ↗

Correspondence

1 letter
DateDirectionTitle
20 Apr 2022 To cttee Letter from the Permanent Under Secretary of State for Primary Care and Patient…